The Man versus the
State
by Herbert Spencer
1884
[59]Preface
The Westminster Review for April 1860, contained an article
entitled "Parliamentary Reform: the Dangers and the Safeguards."
In that article I ventured to predict some results of political
changes then proposed.
Reduced to its simplest expression, the thesis maintained was
that, unless due precautions were taken, increase of freedom in
form would be followed by decrease of freedom in fact. Nothing
has occurred to alter the belief I then expressed. The drift of
legislation since that time has been of the kind anticipated.
Dictatorial measures, rapidly multiplied, have tended continually
to narrow the liberties of individuals; and have done this in a
double way. Regulations have been made in yearly-growing numbers,
restraining the citizen in directions where his actions were
previously unchecked, and compelling actions which previously he
might perform or not as he liked; and at the same time heavier
public burdens, chiefly local, have further restricted his
freedom, by lessening that portion of his earnings which he can
spend as he pleases, and augmenting the portion taken from him to
be spent as public agents please.
The causes of these foretold effects, then in operation,
continue in operation -- are, indeed, likely to be strengthened;
and finding that the conclusions drawn respecting these causes
and effects have proved true, I have been prompted to set forth
and emphasize kindred conclusions respecting the future, and do
what little may be done towards awakening attention to threatened
evils.
For this purpose were written the four following articles,
originally published in the Contemporary Review for February,
April, May, June and July of this year. To meet certain
criticisms and to remove some of the objections likely to be
raised, I have now added a postscript.
Bayswater, July, 1884
THE NEW TORYISM
[63]Most of those who now pass as Liberals, are Tories of a new
type. This is a paradox which I propose to justify. That I may
justify it, I must first point out what the two political parties
originally were; and I must then ask the reader to bear with me
while I remind him of facts he is familiar with, that I may
impress on him the intrinsic natures of Toryism and Liberalism
properly so called.
Dating back to an earlier period than their names, the two
political parties at first stood respectively for two opposed
types of social organization, broadly distinguishable as the
militant and the industrial—types which are characterized, the
one by the regime of status, almost universal in ancient days,
and the other by the regime of contract, which has become general
in modern days, chiefly among the Western nations, and especially
among ourselves and the Americans. If, instead of using the word
"co-operation" in a limited sense, we use it in its widest sense,
as signifying the combined activities of citizens under whatever
system of regulation; then these two are definable as the system
of compulsory co-operation and the system of voluntary
co-operation. The typical structure of the one we see in an army
formed of conscripts, in which the units in their several grades
have to fulfil commands under pain of death, and receive food and
clothing and pay, arbitrarily apportioned; while the typical
structure of the other we see in a body of producers or
distributors, who severally agree to specified payments in return
for specified services, and may at will, after due notice, leave
the organization if they do not like it.
During social evolution in England, the distinction between
these two fundamentally-opposed forms of co-operation, made its
appearance gradually; but long before the names Tory and Whig
came into use, the parties were becoming traceable, and their
connexions with militancy [64]and industrialism respectively, were
vaguely shown. The truth is familiar that, here as elsewhere, it
was habitually by town-populations, formed of workers and traders
accustomed to co-operate under contract, that resistances were
made to that coercive rule which characterizes co-operation under
status. While, conversely, cooperation under status, arising
from, and adjusted to, chronic warfare, was supported in rural
districts, originally peopled by military chiefs and their
dependents, where the primitive ideas and traditions survived.
Moreover, this contrast in political leanings, shown before Whig
and Tory principles became clearly distinguished, continued to be
shown afterwards. At the period of the Revolution, "while the
villages and smaller towns were monopolized by Tories, the larger
cities, the manufacturing districts, and the ports of commerce,
formed the strongholds of the Whigs." And that, spite of
exceptions, the like general relation still exists, needs no
proving.
Such were the natures of the two parties as indicated by
their origins. Observe, now, how their natures were indicated by
their early doctrines and deeds. Whiggism began with resistance
to Charles II and his cabal, in their efforts to re-establish
unchecked monarchical power. The Whigs "regarded the monarchy as
a civil institution, established by the nation for the benefit of
all its members;" while with the Tories "the monarch was the
delegate of heaven." And these doctrines involved the beliefs,
the one that subjection of citizen to ruler was conditional, and
the other that it was unconditional. Describing Whig and Tory as
conceived at the end of the seventeenth century, some fifty years
before he wrote his Dissertation on Parties, Bolingbroke says:
"The power and majesty of the people, an original contract, the
authority and independency of Parliaments, liberty, resistance,
exclusion, abdication, deposition; these were ideas associated,
at that time, to the idea of a Whig, and supposed by every Whig
to be incommunicable, and inconsistent with the idea of a Tory.
"Divine, hereditary, indefeasible right, lineal succession,
passive-obedience, prerogative, non-resistance, slavery, nay, and
[65]sometimes popery too, were associated in many minds to the idea
of a Tory, and deemed incommunicable and inconsistent, in the
same manner, with the idea of a Whig." Dissertation on Parties,
p. 5 [1735, p. 4].
And if we compare these descriptions, we see that in the one
party there was a desire to resist and decrease the coercive
power of the ruler over the subject, and in the other party to
maintain or increase his coercive power. This distinction in
their aims—a distinction which transcends in meaning and
importance all other political distinctions—was displayed in
their early doings. Whig principles were exemplified in the
Habeas Corpus Act, and in the measure by which judges were made
independent of the Crown; in defeat of the Non-Resisting Test
Bill, which proposed for legislators and officials a compulsory
oath that they would in no case resist the king by arms; and,
later, they were exemplified in the Bill of rights, framed to
secure subjects against monarchical aggressions. These Acts had
the same intrinsic nature. The principle of compulsory
co-operation throughout social life was weakened by them, and the
principle of voluntary co-operation strengthened. That at a
subsequent period the policy of the party had the same general
tendency, is well shown by a remark of Mr Green concerning the
period of Whig power after the death of Anne:
"Before the fifty years of their rule had passed, Englishmen had
forgotten that it was possible to persecute for differences of
religion, or to put down the liberty of the press, or to tamper
with the administration of justice, or to rule without a
Parliament."
Short History, p. 705.
[J. R. Green, Short History of the English People, London, 1874.
The (later) editions which I have been able to consult have
'opinion' in place of 'religion'.]
And now, passing over the war-period which closed the last
century and began this, during which that extension of individual
freedom previously gained was lost, and the retrograde movement
towards the social type proper to militancy was shown by all
kinds of coercive measures, from those which took by force the
persons and property of citizens for war-purposes to those which
suppressed public meetings and sought to gag the press, let us
recall the general characters of those changes effected by Whigs
or Liberals after the reestablishment of peace permitted [66]revival
of the industrial regime and return to its appropriate type of
structure. Under growing Whig influence there came repeal of the
laws forbidding combinations among artisans, as well as of those
which interfered with their freedom of travelling. There was the
measure by which, under Whig pressure, Dissenters were allowed to
believe as they pleased without suffering certain civil
penalties; and there was the Whig measure, carried by Tories
under compulsion, which enabled Catholics to profess their
religion without losing part of their freedom. The area of
liberty was extended by Acts which forbade the buying of negroes
and the holding of them in bondage. The East India Company's
monopoly was abolished, and trade with the East made open to all.
The political serfdom of the unrepresented was narrowed in area,
both by the Reform Bill and the Municipal Reform Bill; so that
alike generally and locally, the many were less under the
coercion of the few. Dissenters, no longer obliged to submit to
the ecclesiastical form of marriage, were made free to wed by a
purely civil rite. Later came diminution and removal of
restraints on the buying of foreign commodities and the
employment of foreign vessels and foreign sailors; and later
still the removal of those burdens on the press which were
originally imposed to hinder the diffusion of opinion. And of all
these changes it is unquestionable that, whether made or not by
Liberals themselves, they were made in conformity with principles
professed and urged by Liberals.
But why do I enumerate facts so well known to all? Simply
because, as intimated at the outset, it seems needful to remind
everybody what Liberalism was in the past, that they may perceive
its unlikeness to the so-called Liberalism of the present. It
would be inexcusable to name these various measures for the
purpose of pointing out the character common to them, were it not
that in our day men have forgotten their common character. They
do not remember that, in one or other way, all these truly
Liberal changes diminished compulsory co-operation throughout
social life and increased voluntary cooperation. They have
forgotten that, in one direction or other, they diminished [67]the
range of governmental authority, and increased the area within
which each citizen may act unchecked. They have lost sight of the
truth that in past times Liberalism habitually stood for
individual freedom versus State-coercion.
And now comes the inquiry—How is it that Liberals have
lost sight of this? How is it that Liberalism, getting more and
more into power, has grown more and more coercive in its
legislation? How is it that, either directly through its own
majorities or indirectly through aid given in such cases to the
majorities of its opponents, Liberalism has to an increasing
extent adopted the policy of dictating the actions of citizens,
and, by consequence, diminishing the range throughout which their
actions remain free? How are we to explain this spreading
confusion of thought which has led it, in pursuit of what appears
to be public good, to invert the method by which in earlier days
it achieved public good?
Unaccountable as at first sight this unconscious change of
policy seems, we shall find that it has arisen quite naturally.
Given the unanalytical thought ordinarily brought to bear on
political matters, and, under existing conditions, nothing else
was to be expected. To make this clear some parenthetic
explanations are needful.
From the lowest to the highest creatures, intelligence
progresses by acts of discrimination; and it continues so to
progress among men, from the most ignorant to the most cultured.
To class rightly—to put in the same group things which are of
essentially the same natures, and in other groups things of
natures essentially different is the fundamental condition to
right guidance of actions. Beginning with rudimentary vision,
which gives warning that some large opaque body is passing near
(just as closed eyes turned to the window, perceiving the shade
caused by a hand put before them, tells us of something moving in
front), the advance is to developed vision, which, by
exactly-appreciated combinations of forms, colours, and motions,
identifies objects at great distances as prey or enemies, and so
makes it possible to improve the adjustments of conduct for
securing food or evading death. That progressing per-[68]ception of
differences and consequent greater correctness of classing,
constitutes, under one of its chief aspects, the growth of
intelligence, is equally seen when we pass from the relatively
simple physical vision to the relatively complex intellectual
vision -- the vision through the agency of which, things
previously grouped by certain eternal resemblances or by certain
extrinsic circumstances, come to be more truly grouped in
conformity with their intrinsic structures or natures.
Undeveloped intellectual vision is just as indiscriminating and
erroneous in its classings as undeveloped physical vision.
Instance the early arrangement of plants into the groups, trees,
shrubs, and herbs: size, the most conspicuous trait, being the
ground of distinction; and the assemblages formed being such as
united many plants extremely unlike in their natures, and
separated others that are near akin. Or still better, take the
popular classification which puts together under the same general
name, fish and shell-fish, and under the sub-name, shell-fish,
puts together crustaceans and molluscs; nay, which goes further,
and regards as fish the cetacean mammals. Partly because of the
likeness in their modes of life as inhabiting the water, and
partly because of some general resemblance in their flavours,
creatures that are in their essential natures far more widely
separated than a fish is from a bird, are associated in the same
class and in the same sub-class.
Now the general truth thus exemplified, holds throughout
those higher ranges of intellectual vision concerned with things
not presentable to the senses, and, among others, such things as
political institutions and political measures. For when thinking
of these, too, the results of inadequate intellectual faculty, or
inadequate culture of it, or both, are erroneous classings and
consequent erroneous conclusions. Indeed, the liability to error
is here much greater; since the things with which the intellect
is concerned do not admit of examination in the same easy way.
You cannot touch or see a political institution: it can be known
only by an effort of constructive imagination. Neither can you
apprehend by physical perception a political measure: this no
less requires a process of mental representation by which its
elements are [69]put together in thought, and the essential nature of
the combination conceived. Here, therefore, still more than in
the cases above named, defective intellectual vision is shown in
grouping by eternal characters, or extrinsic circumstances. How
institutions are wrongly classed from this cause, we see in the
common notion that the Roman Republic was a popular form of
government. Look into the early ideas of the French
revolutionists who aimed at an ideal state of freedom, and you
find that the political forms and deeds of the Romans were their
models; and even now a historian might be named who instances the
corruptions of the Roman Republic as showing us what popular
government leads to. Yet the resemblance between the institutions
of the Romans and free institutions properly so-called, was less
than that between a shark and a porpoise—a resemblance of
general eternal form accompanying widely different internal
structures. For the Roman Government was that of a small
oligarchy within a larger oligarchy: the members of each being
unchecked autocrats. A society in which the relatively few men
who had political power, and were in a qualified sense free, were
so many petty despots, holding not only slaves and dependents but
even children in a bondage no less absolute than that in which
they held their cattle, was, by its intrinsic nature, more nearly
allied to an ordinary despotism than to a society of citizens
politically equal.
Passing now to our special question, we may understand the
kind of confusion in which Liberalism has lost itself; and the
origin of those mistaken classings of political measures which
have misled it classings, as we shall see, by conspicuous eternal
traits instead of by internal natures. For what, in the popular
apprehension and in the apprehension of those who effected them,
were the changes made by Liberals in the past? They were
abolitions of grievances suffered by the people, or by portions
of them: this was the common trait they had which most impressed
itself on men's minds. They were mitigations of evils which had
directly or indirectly been felt by large classes of citizens, as
causes of misery or as hindrances to happiness. And since, in the
minds of most, a rectified evil is equivalent to an [70]achieved
good, these measures came to be thought of as so many positive
benefits; and the welfare of the many came to be conceived alike
by Liberal statesmen and Liberal voters as the aim of Liberalism.
Hence the confusion. The gaining of a popular good, being the
eternal conspicuous trait common to Liberal measures in earlier
days (then in each case gained by a relaxation of restraints), it
has happened that popular good has come to be sought by Liberals,
not as an end to be indirectly gained by relaxations of
restraints, but as the end to be directly gained. And seeking to
gain it directly, they have used methods intrinsically opposed to
those originally used.
And now, having seen how this reversal of policy has arisen
(or partial reversal, I should say, for the recent Burials Act
and the efforts to remove all remaining religious inequalities,
show continuance of the original policy in certain directions),
let us proceed to contemplate the extent to which it has been
carried during recent times, and the still greater extent to
which the future will see it carried if current ideas and
feelings continue to predominate.
Before proceeding, it may be well to say that no reflections
are intended on the motives which prompted one after another of
these various restraints and dictations. These motives were
doubtless in nearly all cases good. It must be admitted that the
restrictions placed by an Act of 1870, on the employment of women
and children in Turkey-red dyeing works, were, in intention, no
less philanthropic than those of Edward VI, which prescribed the
minimum time for which a journeyman should be retained. Without
question, the Seed Supply (Ireland) Act of 1880, which empowered
guardians to buy seed for poor tenants, and then to see it
properly planted, was moved by a desire for public welfare no
less great than that which in 1533 prescribed the number of sheep
a tenant might keep, or that of 1597, which commanded that
decayed houses of husbandry should be rebuilt. Nobody will
dispute that the various measures of late years taken for
restricting the sale of intoxicating liquors, have been taken as
much with a view to public morals as [71]were the measures taken of
old for checking the evils of luxury; as, for instance, in the
fourteenth century, when diet as well as dress was restricted.
Everyone must see that the edicts issued by Henry VIII to prevent
the lower classes from playing dice, cards, bowls, etc., were not
more prompted by desire for popular welfare than were the Acts
passed of late to check gambling.
Further, I do not intend here to question the wisdom of these
modern interferences, which Conservatives and Liberals vie with
one another in multiplying, any more than to question the wisdom
of those ancient ones which they in many cases resemble. We will
not now consider whether the plans of late adopted for preserving
the lives of sailors, are or are not more judicious than that
sweeping Scotch measure which, in the middle of the fifteenth
century, prohibited captains from leaving harbour during the
winter. For the present, it shall remain undebated whether there
is a better warrant for giving sanitary officers powers to search
certain premises for unfit food, than there was for the law of
Edward III, under which innkeepers at seaports were sworn to
search their guests to prevent the exportation of money or plate.
We will assume that there is no less sense in that clause of the
Canal-boat Act, which forbids an owner to board gratuitously the
children of the boatmen, than there was in the Spitalfields Acts,
which, up to 1824, for the benefit of the artisans, forbade the
manufacturers to fix their factories more than ten miles from the
Royal Exchange.
We exclude, then, these questions of philanthropic motive and
wise judgement, taking both of them for granted; and have here to
concern ourselves solely with the compulsory nature of the
measures which, for good or evil as the case may be, have been
put in force during periods of Liberal ascendancy.
To bring the illustrations within compass, let us commence
with 1860, under the second administration of Lord Palmerston. In
that year, the restrictions of the Factories Act were extended to
bleaching and dyeing works; authority was given to provide
analysts of food and drink, to be paid out of local rates; there
was an Act providing for in-[72]spection of gas-works, as well as for
fixing quality of gas and limiting price; there was the Act
which, in addition to further mine inspection, made it penal to
employ boys under twelve not attending school and unable to read
and write. In 1861 occurred an extension of the compulsory
provisions of the Factories Act to lace-works; power was given to
poor-law guardians, etc., to enforce vaccination; local boards
were authorized to fix rates of hire for horses, ponies, mules,
asses, and boats; and certain locally-formed bodies had given to
them powers of taxing the locality for rural drainage and
irrigation works, and for supplying water to cattle. In 1862 an
Act was passed for restricting the employment of women and
children in open-air bleaching; and an Act for making illegal a
coal-mine with a single shaft, or with shafts separated by less
than a specified space; as well as an Act giving the Council of
Medical Education the exclusive right to publish a Pharmacopoeia,
the price of which is to be fixed by the Treasury. In 1863 came
the extension of compulsory vaccination to Scotland, and also to
Ireland; there came the empowering of certain boards to borrow
money repayable from the local rates, to employ and pay those out
of work; there came the authorizing of town authorities to take
possession of neglected ornamental spaces, and rate the
inhabitants for their support; there came the Bakehouses
Regulation Act, which, besides specifying minimum age of
employees occupied between certain hours, prescribed periodical
lime-washing, three coats of paint when painted, and cleaning
with hot water and soap at least once in six months; and there
came also an Act giving a magistrate authority to decide on the
wholesomeness or unwholesomeness of food brought before him by an
inspector. Of compulsory legislation dating from 1864, may be
named an extension of the Factories Act to various additional
trades, including regulations for cleansing and ventilation, and
specifying of certain employees in match-works, that they might
not take meals on the premises except in the wood-cutting places.
Also there were passed a Chimney-Sweepers Act, an Act for further
regulating the sale of beer in Ireland, an Act for compulsory
testing of cables and anchors, [73]an Act extending the Public Works
Act of 1863, and the Contagious Diseases Act: which last gave the
police, in specified places, powers which, in respect of certain
classes of women, abolished sundry of those safeguards to
individual freedom established in past times. The year 1865
witnessed further provision for the reception and temporary
relief of wanderers at the cost of ratepayers; another
public-house closing Act; and an Act making compulsory
regulations for extinguishing fires in London. Then, under the
Ministry of Lord John Russell, in 1866, have to be named an Act
to regulate cattle-sheds, etc., in Scotland, giving local
authorities powers to inspect sanitary conditions and fix the
numbers of cattle; an Act forcing hop-growers to label their bags
with the year and place of growth and the true weight, and giving
police powers of search; an Act to facilitate the building of
lodging-houses in Ireland, and providing for regulation of the
inmates; a Public Health Act, under which there is registration
of lodging-houses and Station of occupants, with inspection and
directions for lime-washing, etc.; and a Public Libraries Act,
giving local powers by which a majority can tax a minority for
their books.
Passing now to the legislation under the first Ministry of Mr
Gladstone, we have, in 1869, the establishment of
State-telegraphy, with the accompanying interdict on telegraphing
through any other agency; we have the empowering a Secretary of
State to regulate hired conveyances in London; we have further
and more stringent regulations to prevent cattle-diseases from
spreading, another Beerhouse Regulation Act, and a Sea-birds
Preservation Act (ensuring greater mortality of fish). In 1870 we
have a law authorizing the Board of Public Works to make advances
for landlords' improvements and for purchase by tenants; we have
the Act which enables the Education Department to form
school-boards which shall purchase sites for schools, and may
provide free schools supported by local rates, and enabling
school-boards to pay a child's fees, to compel parents to send
their children, etc., etc.; we have a further Factories and
Workshops Act, making, among other restrictions, some on [74]the
employment of women and children in fruit-preserving and
fishcuring works. In 1871 we meet with an amended Merchant
Shipping Act, directing officers of the Board of Trade to record
the draught of sea-going vessels leaving port; there is another
Factory and Workshops Act, making further restrictions; there is
a Pedlar's Act, inflicting penalties for hawking without a
certificate, and limiting the district within which the
certificate holds, as well as giving the police power to search
pedlars' packs; and there are further measures for enforcing
vaccination. The year 1872 had, among other Acts, one which makes
it illegal to take for hire more than one child to nurse, unless
in a house registered by the authorities, who prescribe the
number of infants to be received; it had a Licensing Act,
interdicting sale of spirits to those apparently under sixteen;
and it had another Merchant Shipping Act, establishing an annual
survey of passenger steamers. Then in 1873 was passed the
Agricultural Children's Act, which makes it penal for a farmer to
employ a child who has neither certificate of elementary
education nor of certain prescribed school attendances; and there
was passed a Merchant Shipping Act, requiring on each vessel a
scale showing draught and giving the Board of Trade power to fix
the numbers of boats and life-saving appliances to be carried.
Turn now to Liberal law-making under the present Ministry. We
have, in 1880, a law which forbids conditional advance-notes in
payment of sailors' wages; also a law which dictates certain
arrangements for the safe carriage of grain-cargoes; also a law
increasing local coercion over parents to send their children to
school. In 1881 comes legislation to prevent trawling over
clam-beds and bait-beds, and an interdict making it impossible to
buy a glass of beer on Sunday in Wales. In 1882 the Board of
Trade was authorized to grant licences to generate and sell
electricity, and municipal bodies were enabled to levy rates for
electric-lighting; further exactions from ratepayers were
authorized for facilitating more accessible baths and washhouses;
and local authorities were empowered to make bye-laws for
securing the decent lodging of persons engaged in picking fruit
and [75]vegetables. Of such legislation during 1883 may be named the
Cheap Trains Act, which, partly by taxing the nation to the
extent of £400,000 a year (in the shape of relinquished passenger
duty), and partly at the cost of railway-proprietors, still
further cheapens travelling for workmen: the Board of Trade,
through the Railway Commissioners, being empowered to ensure
sufficiently good and frequent accommodation. Again, there is the
Act which, under penalty of £10 for disobedience, forbids the
payment of wages to workmen at or within public-houses; there is
another Factory and Workshops Act, commanding inspection of white
lead works (to see that there are provided overalls, respirators,
baths, acidulated drinks, etc.) and of bake-houses, regulating
times of employment in both, and prescribing in detail some
constructions for the last, which are to be kept in a condition
satisfactory to the inspectors.
But we are far from forming an adequate conception if we look
only at the compulsory legislation which has actually been
established of late years. We must look also at that which is
advocated, and which threatens to be far more sweeping in range
and stringent in character. We have lately had a Cabinet
Minister, one of the most advanced Liberals, so-called, who
pooh-poohs the plans of the late Government for improving
industrial dwellings as so much "tinkering;" and contends for
effectual coercion to be exercised over owners of small houses,
over land-owners, and over rate-payers. Here is another Cabinet
Minister who, addressing his constituents, speaks slightingly of
the doings of philanthropic societies and religious bodies to
help the poor, and says that "the whole of the people of this
country ought to look upon this work as being their own work:"
that is to say, some extensive Government measure is called for.
Again, we have a Radical member of Parliament who leads a large
and powerful body, aiming with annually-increasing promise of
success, to enforce sobriety by giving to local majorities powers
to prevent freedom of exchange in respect of certain commodities.
Regulation of the hours of labour for certain classes, which has
been made more and more general by successive extensions of the
Factories Acts, is [76]likely now to be made still more general: a
measure is to be proposed bringing the employees in all shops
under such regulation. There is a rising demand, too, that
education shall be made gratis for all. The payment of
school-fees is beginning to be denounced as a wrong: the State
must take the whole burden. Moreover, it is proposed by many that
the State, regarded as an undoubtedly competent judge of what
constitutes good education for the poor, shall undertake also to
prescribe good education for the middle classes—shall stamp
the children of these, too, after a State pattern, concerning the
goodness of which they have no more doubt than the Chinese had
when they fixed theirs. Then there is the "endowment of
research," of late energetically urged. Already the Government
gives every year the sum of £4,000 for this purpose, to be
distributed through the Royal Society; and in the absence of
those who have strong motives for resisting the pressure of the
interested backed by those they easily persuade, it may by-and-by
establish that paid "priesthood of science" long ago advocated by
Sir David Brewster. Once more, plausible proposals are made that
there should be organized a system of compulsory insurance, by
which men during their early lives shall be forced to provide for
the time when they will be incapacitated.
Nor does enumeration of these further measures of coercive
rule, looming on us near at hand or in the distance, complete the
account. Nothing more than cursory allusion has yet been made to
that accompanying compulsion which takes the form of increased
taxation, general and local. Partly for defraying the costs of
caring out these ever-multiplying coercive measures, each of
which requires an additional staff of officers, and partly to
meet the outlay for new public institutions, such as
board-schools, free libraries, public museums, baths and
wash-houses, recreation grounds, etc., etc., local rates are year
after year increased; as the general taxation is increased by
grants for education and to the departments of science and art,
etc. Every one of these involves further coercion—restricts
still more the freedom of the citizen. For the implied address
accompanying every [77]additional exaction is—"Hitherto you have
been free to spend this portion of your earnings in any way which
pleased you; hereafter you shall not be free so to spend it, but
we will spend it for the general benefit." Thus, either directly
or indirectly, and in most cases both at once, the citizen is at
each further stage in the growth of this compulsory legislation,
deprived of some liberty which he previously had.
Such, then, are the doings of the party which claims the name
of Liberal; and which calls itself Liberal as being the advocate
of extended freedom.
I doubt not that many a member of the party has read the
preceding section with impatience; wanting, as he does, to point
out an immense oversight which he thinks destroys the validity of
the argument. "You forget," he wishes to say, "the fundamental
difference between the power which, in the past, established
those restraints that Liberalism abolished, and the power which,
in the present, establishes the restraints you call anti-Liberal.
You forget that the one was an irresponsible power, while the
other is a responsible power. You forget that if by the recent
legislation of Liberals, people are variously regulated, the body
which regulates them is of their own creating, and has their
warrant for its acts."
My answer is, that I have not forgotten this difference, but
am prepared to contend that the difference is in large measure
irrelevant to the issue.
In the first place, the real issue is whether the lives of
citizens are more interfered with than they were; not the nature
of the agency which interferes with them. Take a simpler case. A
member of a trades' union has joined others in establishing an
organization of a purely representative character. By it he is
compelled to strike if a majority so decide; he is forbidden to
accept work save under the conditions they dictate; he is
prevented from profiting by his superior ability or energy to the
extent he might do were it not for their interdict. He cannot
disobey without abandoning those pecuniary benefits of the
organization for which [78]he has subscribed, and bringing on himself
the persecution, and perhaps violence, of his fellows. Is he any
the less coerced because the body coercing him is one which he
had an equal voice with the rest in forming?
In the second place, if it be objected that the analogy is
faulty, since the governing body of a nation, to which, as
protector of the national life and interests, all must submit
under penalty of social disorganization, has a far higher
authority over citizens than the government of any private
organization can have over its members; then the reply is that,
granting the difference, the answer made continues valid. If men
use their liberty in such a way as to surrender their liberty,
are they thereafter any the less slaves? If people by a
plebiscite elect a man despot over them, do they remain free
because the despotism was of their own making? Are the coercive
edicts issued by him to be regarded as legitimate because they
are the ultimate outcome of their own votes? As well might it be
argued that the East African, who breaks a spear in another's
presence that he may so become bondsman to him, still retains his
liberty because he freely chose his master.
Finally if any, not without marks of irritation as I can
imagine, repudiate this reasoning, and say that there is no true
parallelism between the relation of people to government where an
Responsible single ruler has been permanently elected, and the
relation where a responsible representative body is maintained,
and from time to time re-elected; then there comes the ultimate
reply—an altogether heterodox reply—by which most will be
greatly astonished. This reply is, that these multitudinous
restraining acts are not defensible on the ground that they
proceed from a popularly-chosen body; for that the authority of a
popularly-chosen body is no more to be regarded as an unlimited
authority than the authority of a monarch; and that as true
Liberalism in the past disputed the assumption of a monarch's
unlimited authority, so true Liberalism in the present will
dispute the assumption of unlimited parliamentary authority. Of
this, however, more anon. Here I merely indicate it as an
ultimate answer.
[79]Meanwhile it suffices to point out that until recently, just
as of old, true Liberalism was shown by its acts to be moving
towards the theory of a limited parliamentary authority. All
these abolitions of restraints over religious beliefs and
observances, over exchange and transit, over trade-combinations
and the traveling of artisans, over the publication of opinions,
theological or political, etc., etc., were tacit assertions of
the desirableness of limitation. In the same way that the
abandonment of sumptuary laws, of laws forbidding this or that
kind of amusement, of laws dictating modes of farming, and many
others of like meddling nature, which took place in early days,
was an implied admission that the State ought not to interfere in
such matters; so those removals of hindrances to individual
activities of one or other kind, which the Liberalism of the last
generation effected, were practical confessions that in these
directions, too, the sphere of governmental action should be
narrowed. And this recognition of the propriety of restricting
governmental action was a preparation for restricting it in
theory. One of the most familiar political truths is that, in the
course of social evolution, usage precedes law; and that when
usage has been well established it becomes law by receiving
authoritative endorsement and defined form. Manifestly then,
Liberalism in the past, by its practice of limitation, was
preparing the way for the principle of limitation.
But returning from these more general considerations to the
special question, I emphasize the reply that the liberty which a
citizen enjoys is to be measured, not by the nature of the
governmental machinery he lives under, whether representative or
other, but by the relative paucity of the restraints it imposes
on him; and that, whether this machinery is or is not one that he
has shared in making, its actions are not of the kind proper to
Liberalism if they increase such restraints beyond those which
are needful for preventing him from directly or indirectly
aggressing on his fellows -- needful, that is, for maintaining
the liberties of his fellows against his invasions of them:
restraints which are, therefore, to be distinguished as
negatively coercive, not positively coercive.
[80]Probably, however, the Liberal, and still more the sub-species
Radical, who more than any other in these latter days seems under
the impression that so long as he has a good end in view he is
warranted in exercising over men all the coercion he is able,
will continue to protest; knowing that his aim is popular benefit
of some kind, to be achieved in some way, and believing that the
Tory is, contrariwise, prompted by class-interest and the desire
to maintain class-power, he will regard it as palpably absurd to
group him as one of the same genus, and will scorn the reasoning
used to prove that he belongs to it.
Perhaps an analogy will help him to see its validity. If,
away in the far East, where personal government is the only form
of government known, he heard from the inhabitants an account of
a struggle by which they had deposed a cruel and vicious despot,
and put in his place one whose acts proved his desire for their
welfare—if, after listening to their self-gratulations, he
told them that they had not essentially changed the nature of
their government, he would greatly astonish them; and probably he
would have difficulty in making them understand that the
substitution of a benevolent despot for a malevolent despot,
still left the government a despotism. Similarly with Toryism as
rightly conceived. Standing as it does for coercion by the State
versus the freedom of the individual, Toryism remains Toryism,
whether it extends this coercion for selfish or unselfish
reasons. As certainly as the despot is still a despot, whether
his motives for arbitrary rule are good or bad; so certainly is
the Tory still a Tory, whether he has egoistic or altruistic
motives for using State-power to restrict the liberty of the
citizen, beyond the degree required for maintaining the liberties
of other citizens. The altruistic Tory as well as the egoistic
Tory belongs to the genus Tory; though he forms a new species of
the genus. And both stand in distinct contrast with the Liberal
as defined in the days when Liberals were rightly so called, and
when the definition was—"one who advocates greater freedom
from restraint, especially in political institutions."
Thus, then, is justified the paradox I set out with. As we [81]have seen,
Toryism and Liberalism originally emerged, the one from militancy
and the other from industrialism. The one stood for the regime of
status and the other for the regime of contract—the one for
that system of compulsory co-operation which accompanies the
legal inequality of classes, and the other for that voluntary
co-operation which accompanies their legal equality; and beyond
all question the early acts of the two parties were respectively
for the maintenance of agencies which effect this compulsory
co-operation, and for the weakening or curbing of them.
Manifestly the implication is that, in so far as it has been
extending the system of compulsion, what is now called Liberalism
is a new form of Toryism.
How truly this is so, we shall see still more clearly on
looking at the facts the other side upwards, which we will
presently do.
NOTE -- By sundry newspapers which noticed this article when it
was originally published, the meaning of the above paragraphs was
supposed to be that Liberals and Tories have changed places.
This, however, is by no means the implication. A new species of
Tory may arise without disappearance of the original species.
When saying, as on page 70, that in our days "Conservatives and
Liberals vie with one another in multiplying" interferences, I
clearly implied the belief that while Liberals have taken to
coercive legislation, Conservatives have not abandoned it.
Nevertheless, it is true that the laws made by Liberals are so
greatly increasing the compulsions and restraints exercised over
citizens, that among Conservatives who suffer from this
aggressiveness there is growing up a tendency to resist it. Proof
is furnished by the fact that the "Liberty and Property Defence
League," largely consisting of Conservatives, has taken for its
motto "Individualism versus Socialism." So that if the present
drift of things continues, it may by and by really happen that
the Tories will be defenders of liberties which the Liberals, in
pursuit of what they think popular welfare, trample under foot.
[Page numbers from the 1969 Pelican paperback edition of
Spencer’s 1892 edition are added for convenience. Text
from the 1884 edition posted by McMaster University. WSM]